YOUR EXPERTS FOR
FINIA / FINSA / AMLA / COMPLIANCE SOFTWARE
COMPLIANCE / RISK MANAGEMENT /
INTERNAL CONTROL SYSTEM (ICS) /
AML SPECIAL UNIT /
COMPLIANCE SOFTWARE SOLUTIONS
Services · Overview
Services
TTP Consulting AG supports financial service providers in systematically fulfilling regulatory obligations in accordance with FinIA, FinSA, AMLA and VSB — through expert advisory, outsourcing, audit mandates, and compliance software.
Our four service areas cover the full spectrum of compliance needs, from operational support to outsourcing services.
COMPLIANCE, RISK MANAGEMENT, ICS and AML SPECIAL UNIT
OUTSOURCING and INSOURCING of COMPLIANCE, RISK MANAGEMENT, ICS and AML SPECIAL UNIT including the digitalisation of work processes (efficiency increase and cost reduction) as well as the development of customised Software solutions.
Support before and during the execution of SO, FINIA, FINSA and AMLA audits.
SOFTWARE SOLUTIONS
Software Solution TTP App
FINIA, FINSA, AMLA and VSB and software solution TTP App, to support compliance.
The Software is developed in collaboration with us by our renowned Swiss partner, who also delivers solutions for UBS, Raiffeisen, Vontobel, Pictet, Zürcher Kantonalbank, BKB, and others.
COMPLIANCE, RISK MANAGEMENT and ICS integrated.
Software solution to support Corporate Governance compliance enclosed. Use software solution by unlimited number of users in your company.
Software updates included.
Server, location CH, incl. backups, i.e. no own hardware or software installation necessary.
Two-factor authentication.
Digitised process. Thereby reduction of physical documents to the minimum.
Own access for auditors.
The software solution is set up, customised and on-site respectively Web Based training is provided.
The data always remains in your possession.
API interface: fully automated PEP, Sanctions, Country Risk and FATF Check included.
Web Based Support (response time can be tailored to your individual needs): billing according to contract.
Software Solution TTP Risk
The Software Solution TTP Risk supports the Board of Directors and the Executive Board in holistically managing risks and complying with regulatory requirements. It also reduces liability risks.
Software Solution TTP RiskCheck
TTP RiskCheck software solution for carrying out pre- and post-onboarding checks relating to PEP, Sanctions, Criminal and Adverse Media Checks. Compliance with regulatory requirements by enabling checks to be carried out in future before onboarding and throughout the entire customer lifecycle.
ADVISORY SERVICES
Advisory in the areas of FINIA, FINSA, AMLA, VSB, CORPORATE GOVERNANCE, OUTSOURCING and INSOURCING of COMPLIANCE, RISK MANAGEMENT and ICS which includes the digitalisation of work processes (efficiency increase and cost reduction) as well as the development of customised Software Solutions.
Support before and during the execution of SO audits.
AUDIT MANDATES
SO Audit Mandates
Reviewing whether financial service providers comply with the rules of conduct pursuant to the FINSA vis-à-vis their clients. With FINIA, the compliance with the authorisation rules of the financial institutions is essentially being audited.
SRO Audit Mandates
Review compliance with the provisions of the Federal Act on Combating Money Laundering and Terrorist Financing (AMLA) and the corresponding regulations.
Limited Audit Mandates
The limited audit is less extensive than the ordinary audit. We offer the limited audit at advantageous conditions, especially in connection with the SO audit.
